CC320: Risk Assessments, Policies, and Internal Controls

Risk assessments are the foundation of any solid compliance management program. These appraisals can help protect your company from steep fines, sanctions, loss of licensure, reputation damage, and even employee incarceration. As such, you should carry out risk assessment frequently while using best practice processes.



Risk Assessments, Policies, and Internal Controls

During this course, we’ll discuss valuable internal and external resources to use when assessing risk, including public databases. Additionally, we’ll cover the issues and policies associated with several specific types of risk. Join us to find out what processes should you use for writing policies, getting them approved, and implementing them.


Topics Include:

  • The steps involved in creating sound codes of conduct and policies
  • Why risk assessment is so important, using real cases as examples
  • How to carry out a risk assessment
  • Fostering a culture of compliance



Larry Potts, MS, is a renowned corporate compliance and security expert. Most recently Larry was Chief Compliance Officer and Director of Corporate Security for Scientific Games Corporation where he developed and implemented processes for conducting business in 50 countries and oversaw 4000 due diligence investigations annually. Prior to his extensive corporate experience, Larry worked for the FBI for 24 years as Chief of the Public Corruption Unit, Chief of White-Collar Crimes, AD in Charge of Criminal Investigative Division, and Deputy Director.

Price: $595.00